2011

Number Title
2011-22 ISG Electronic Blue Sheet Enhanced Requirements FAQS
2011-21 Regulatory Surveillance Requirements Related to New Exchange Away Trade Clearing Rule
2011-20 Submission of Clearing Agreements to the Exchange Pursunt to CHX Article 21, Rule 6(a)
2011-19 Notice of Suspension (MF Global Inc.)
2011-18 SEC Market Access Rule - Compliance Reminder
2011-17 Conduct on Exchange Premises
2011-16 Guidance Related to Stock-Option Cancellation Rule
2011-15 Orders Eligible for Entry to the CHX Matching System
2011-14 Amendments to Stock-Option Cancellation Rule
2011-13 Reminder - QCT Recordkeeping Requirements
2011-12 Reminder IBs - Annual Update of Letters on File
2011-11 Changes to the Exchange's Customer Order Protection Rule
2011-10 SEC Market Access Rule Updates
2011-09 Prohibition on Institutional Broker Trading in the OTC Marketplace (corrected)
2011-08 Regulatory Guidance related to Processing BFEs and Trade Corrections
2011-07 Orders Eligible for Entry to the CHX Matching System
2011-06 Changes to the Exchanges Minor Rule Violation Plan
2011-05 Sect 15(b)(8) and Rule 15b9-1 of the Exchange Act
2011-04 Barring Unfiltered Market Access
2011-03 CHX Only Order Type
2011-02 Reminder - Regulation SHO Rule 201 Compliance Date 2-28-11
2011-01 SEC Guidance / Interpretation related to Section 15(b)8 & Rule 15b9-1

 

 

 

 

 

 

 

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