2008

Number Title
MR-08-16 Validated Cross Expired Orders / Best Execution Obligations
MR-08-15 Expiration Update to SEC Short Sale Order Ban
MR-08-14 UTP Information Circular
MR-08-13 SEC Order Extending Short Sale Rules
MR-08-12 SEC Amendments to Emergency Order Info Memo
MR-08-11 SEC Emergency Order Prohibiting Short Selling in Certain Financial Firm Securities
MR-08-10 SEC Short Sale Rules Info Memo
MR-08-09 Extension of SEC Emergency Order Prohibiting Naked Short Selling in Certain Securities
MR-08-08 SEC Emergency Order Prohibiting Naked Short Selling in Certain Securities
MR-08-07 ProShares Regulatory Information Circular
MR-08-06 SEC Order Modifying QCT Exemption Criteria
MR-08-05 Trade Reporting Regulatory Considerations Brokerplex Outages
MR-08-04 Anonymous Trade Reporting Regulatory Considerations
MR-08-03 CRD Information
MR-08-02 Stock-Option Trade Modifier Implementation
MR-08-01 Bona Fide Error Trade Reporting Reminder

 

 

 

 

 

 

 

Information Memos

2012
2011
2010
2009
2008
2007
2006
2005
2004
2003
2002
2001