2006

Number Title
MR-06-18 NYSE Exemption - ITS TT at the close
MR-06-17 NTM IB Compliant Layoff Vendors
MR-06-16 Order & Execution and Layoff Data Capture Requirements
MR-06-15 New Trading Model - Matching System
MR-06-14 New Trading Model - Market Maker Overview
MR-06-13 New Trading Model - Institutional Broker Overview (amended)
MR-06-12 Specialist Obligations - NMS Linkage Plan
MR-06-11 Specialists Obligations Related to Priority Rule
MR-06-10 ISG Electronic Blue Sheets FAQs
MR-06-09 Order Capture Requirements - FAQ
MR-06-08 BBPO Obligations (Listed Securities)
MR-06-07 Listed SPO Obligation
MR-06-05 SEC LODR Interpretive Guidance
MR-06-04 ISG Electronic Bluesheet Requirements
MR-06-03 ITS Compliance - SEC FQR
MR-06-02 Reg NMS Subpenny Trading
MR-06-01 Order Capture Requirements

 

 

 

 

 

Information Memos

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2006
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2001