2005

Number Title
MR-05-24 Supervisory Procedures
MR-05-23 OTC Expiration - Rebalancing Event
MR-05-22 Early Closing November 25
MR-05-21 Watchlist Process Change
MR-05-20 Layoff Drop Copy Rule
MR-05-19 ISG Notice Electronic Bluesheet
MR-05-18 ITS Administrative Messages
MR-05-17 Electronic Book - Regulatory Considerations
MR-05-16 Short Sale Rule - Riskless Principal Exemptions
MR-05-15 BEST Rule Change - Legal Notice
MR-05-14 Layoff Vendor Drop Copy Requirements
MR-05-13 Prohibition of Principal Trading by Floor Brokers in Subpenny Amounts
MR-05-12 Trading Ahead
MR-05-11 SPO Obligations
MR-05-10 Requests for Interpretive Guidance
MR-05-09 Record-Keeping Requirements - Bona-fide Errors
MR-05-08 Records of Orders Compliance
MR-05-07 Reg SHO Pilot Program Securities
MR-05-06 Reg SHO Pilot Program
MR-05-05 Best Execution Obligations - OTC
MR-05-04 Trading Floor Surveillance Move
MR-05-03 Papal Observance
MR-05-02 SEC Transaction Fees (2-11-05)
MR-05-01 BookQuote Functionality - reissue

 

 

 

 

 

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