2004

Number Title
MR-04-27 Threshold Securities Information
MR-04-26 Regulation SHO
MR-04-25 Trading Ahead
MR-04-24 Regulation SHO Pilot Delayed
MR-04-23 Early Closing November 26
MR-04-22 Strict Sanctions - Decorum Violations
MR-04-21 Trade Reporting
MR-04-20 Short Sale Requirements
MR-04-19 G Orders Correction
MR-04-18 G Orders
MR-04-17 Fine Payment
MR-04-16 Sept 11 Remembrance Policy and Regulatory Considerations
MR-04-15 BEST Rule - ETF
MR-04-14 MM-FB Terminals within Specialist Posts
MR-04-13 NYSE Odd-lot Orders
MR-04-12 Registered Market Makers
MR-04-11 Exchange Closing
MR-04-10 Contesting MRVP Fines
MR-04-09 Receipt of Notices via E-mails
MR-04-08 Staffing Posts During PPS
MR-04-07 Payment of Fines
MR-04-06 OTC Cabinet
MR-04-05 OTC SPO
MR-04-04 Notice of Fine - First Capital
MR-04-03 Notice of Fine - Stocchero
MR-04-02 ITS hyper-marketable commitments
MR-04-01 LODR Locked Markets

 

 

 

 

  

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