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Exceptions To The Cap Of Three LEAD℠ Market Makers Assigned To A Security

There are currently no exceptions to the CHX policy of a cap of three LEAD℠ Market Makers (LMMs) assigned to a security.

For more information, contact:

Mark O’Connor
Director of Sales
312.663.2568

or

Steven I. Givot
Senior Vice President — Strategy and Product Management
312.663.2261